Use Cases
ComplyAI is designed to support real-world compliance workflows across financial services wherever written communication creates regulatory risk.
Ensure every client email meets regulatory standards for clarity, fairness, and risk disclosure.
From brochures to ad copy, verify that your promotional content is compliant before publication.
Scan your digital presence to ensure all online content aligns with financial promotion rules.
Strengthen your advisory process by analyzing suitability reports for completeness and accuracy.
Automatically check call notes and summaries for compliant record-keeping and advice documentation.
Validate internal training materials and policy documents against the latest regulatory updates.
When Should You Use ComplyAI?
Before publishing content
Before sending client communications
During internal compliance reviews
As evidence for audits
A Compliance Engine, Not a General-Purpose Chatbot
Using a generic AI like ChatGPT for compliance is a high-risk strategy. ComplyAI is a purpose-built analysis tool designed for the specific needs of regulated financial firms.
ComplyAI: Specialist Engine
Regulatory Alignment
Fine-tuned on FCA, CBI, and SEC rulebooks, industry standards, and your own internal policies.
Structured, Audit-Ready Outputs
Generates detailed compliance scores, risk categories, and actionable corrections.
Secure Customization
Integrates your firm’s private compliance documents as part of its knowledge base.
Workflow Automation
Provides consistent, repeatable analysis without relying on expert user prompting.
**Plus:** Predictable credit-based usage, enterprise-grade privacy, version control, and a full communication audit history.
General AI (e.g., ChatGPT)
General-Purpose Knowledge
Not specialized for financial regulations; may hallucinate or give outdated advice.
Unstructured, Unreliable Outputs
Produces conversational text that is not suitable for an audit trail or formal review.
Public Data Only
Cannot securely access or learn from your private, internal compliance documents.
Requires Prompting Expertise
The quality of the output is highly dependent on the skill of the user asking the questions.
Designed for creative tasks and general queries, not for the rigors of regulated financial compliance workflows.
Ready to Streamline Your Compliance?
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